§ 1226.14. What are the limitations in applying approved records schedules?

329 words·~1 min read·/us/cfr/t36/s§ 1226.14·

A research copy — for the controlling text, always check the official state or federal source. Not legal advice.

Agencies must apply the approved records disposition schedules to their agency's records as follows

(a)Records described by items marked "disposition not approved" or "withdrawn" may not be destroyed until a specific disposition has been approved by NARA.

(b)Disposition authorities for items on approved SF 115s that specify an organizational component of the department or independent agency as the creator or custodian of the records may be applied to the same records after internal reorganization, but only if the nature, content, and functional importance of the records remain the same. Authority approved for items described in a functional format may be applied to any organizational component within the department or independent agency that is responsible for the relevant function.

(c)Disposition authorities approved for one department or independent agency may not be applied to records of another department or agency. Departments or agencies that acquire records from another department or agency, and/or continue creating the same series of records previously created by another department or agency through interagency reorganization must promptly submit an SF 115 to NARA for disposition authorization. Until the new records schedule is approved, the records are unscheduled. See § 1225.22 of this subchapter.

(d)Unless otherwise specified, newly approved disposition authorities apply retroactively to all existing records as described in the schedule.

(e)When required by court order (i.e., order for expungement or destruction), an agency may destroy temporary records before their NARA-authorized disposition date. In accordance with § 1230.14 of this subchapter, an agency must notify NARA, by mail at National Archives and Records Administration; Office of the Chief Records Officer (AC); 8601 Adelphi Road; College Park, MD 20740-6001, or by email at RM.Communications\@nara.gov, when permanent or unscheduled records are to be destroyed in response to a court order. If the records have significant historical value, NARA will promptly advise the agency of any concerns over their destruction. \[74 FR 51014, Oct. 2, 2009, as amended at 83 FR 13653, Mar. 30, 2018\]

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§ 1226.14

What are the limitations in applying approved records schedules?

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